Summary of "Anomalous PM3 Hydrogen Interactions"



 Our thanks to the many individuals who responded to our concerns
 on the PM3 parameterization. What follows is a transcript of the
 responses. We hope you had a wonderful holiday season.
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 Original Query: (From: cburkhart (- at -) goodyear.com)
 > Dear netters,
 >
 > We have a query regarding anomalously stable close contacts between
 > nonbonded hydrogen pairs when using PM3.
 >
 > We would be interested in any comments regarding a problem we
 > have encountered when using the semi-empirical method PM3. The
 > simplest example of this problem is the formation of a "stable"
 > "dimer" of methane. The geometry minimizes to a straight line
 > between C-H ... H-C bonds in the dimer. This dimer possesses
 > an apparent stabilization energy of about 2kcal/mole, with an
 > H ... H separation distance of 1.7 Angstroms.
 >
 > We are concerned, as this effect is showing up in a host of crowded
 > molecules--for example, t-butyl cyclohexane, or even in all-gauche
 > conformation of n-pentane! We are not aware of any published
 > discussion of this problem, but it is leading to what may appear
 > to be erroneous geometries and heats of formation in many cases.
 >
 > Is this problem an inherent weakness of PM3? Are there satisfactory
 > workarounds? Any references to discussions of this problem?
 >
 > Thanks in advance. Send all responses to cburkhart (- at -) goodyear.com,
 > and we will summarize for the net...
 >
 > Sincerely,
 >
 > Eilert Ofstead and Craig Burkhart
 > Goodyear Research
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 From: Christopher J Cramer <cramer (- at -) maroon.tc.umn.edu>
 Craig,
    Your problem was discussed by Csonka in J. Comput. Chem. 14 (1993) 895.
 Not much in the way of solutions was offered, however.
 CJC
 --
 Christopher J. Cramer
 University of Minnesota
 Department of Chemistry
 207 Pleasant St. SE
 Minneapolis, MN 55455-0431
 (612) 624-0859
 cramer (- at -) maroon.tc.umn.edu
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 From: metzger (- at -) quinn.medc.umn.edu (Thomas Metzger)
 Dr. Burkhart,
 Hello.  My name is Tom Metzger and I am a graduate student in the Dept. of
 Medicinal chemistry at the Univ. of Minnesota.  I have done some work on
 the various methods by which molecular mechanical, semi-empirical and ab initio
 packages capture dispersion forces.  In particular, the methane dimer was
 chosen as a model system.  The head-to-head or straight line geometry is the
 preferred geometry by PM3 and and it is by far the most attractive.
 Of all methods I tested (MM2, AMBER, MNDO, AM1, PM3, and Gaussian 90)
 only PM3 gave this geometry.  I believe the cause of this excess attraction
 lies in modifications to the core-core repulsion term.  It was found in MNDO
 that there was excessive core-core repulsion just outside bonding distances.
 To compensate for this, "attractive" gaussian terms were added to AM1
 and PM3.
 PM3 has two gaussians per atom and AM1 has between two and four.  I would refer
 you to the Journal of Computer Aided Molecular Design, Vol. 4 (1990) pp. 1-105.
 It is an article by J.J.P. Stewart entitled MOPAC: A Semiempirical Molecular
 Orbital Program.  I am not sure of what can be done to get around this.
 I have worked on a manuscript on my work on this topic but it has yet to
 be submitted for publication and is not my thesis project and so I am not
 sure when, if ever, I will get back to it.  At any rate, I found it interesting
 that you seem to have found the same result.  I have found no discussion
 of this particular topic in the literature.  I gave a talk on this research
 at the ACS meeting in Denver in April and since then have not worked on it.
 I'd be glad to answer any further questions regarding this matter.
 I would appreciate it if you'd pass along any comments you get regarding PM3
 and this phenomenon.  My address is metzger (- at -) quinn.medc.umn.edu.  Thank
 you.
 						Tom Metzger
 						metzger (- at -) quinn.medc.umn.edu
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 From: tom (- at -) sgih.roc.wayne.edu (Tom Wiese)
 Craig,
 I have run into this PMS Hydrogen problem when optimizing Estrogens.  With
 MOPAC 5 and 6 (PM3, Precise keywords) The C18 methyl h's are too close to
 say an 11 beta OH hydrogen.  In fact, when an OH is put on the 11 beta of
 estrogen, the orientation of the 11OH hydrogen is always optimized to be
 very (too) close to the C18 methyl, no mater which of the 3 possible 11B OH
 orientations are used as starting conformations.
 I discussed this with James Stewart about 3 years ago and sent him out
 files.  His comment at that time was that this was just the result of the
 In Vacu simulation and mabe just a result of smaller hydrogens in PM3.  In
 oterh words not to worry.
 We have been cautious of PM3 ever since and use MMP2 for all the Opts. we
 can and use PM3 for Charges.  This seems to work best for getting our
 compounds ready for CoMFA QSAR.  In some cases, we do use PM3 for geometry,
 but only when MMP2 is lacking.  PM3 and MMP2 both give steroid structures
 that are very very close to X-Ray where AM1, MNDO and Tripos give very,
 very poor steroid structures.  The only deviation we have seen with the PM3
 and the steroids structures is a described above for a single of our 50
 analogues.
 The comparison we did with X-Ray was with 12 estrogens, by the way.
 Also, PM3 charges for the steroids are closer to the Gausian charges we
 compaired with.
 Call or email if you need more info on our case.
 Please email if you find other coments/discussion.
 tom
 ##################################################
 Tom Wiese
 Department of Biochemistry
 Wayne State University School of Medicine
 540 E. Canfield
 Detroit, MI
 48201
 Phone: (313) 577-5605
 FAX: (313) 577-2765
 email: tom (- at -) sgih.roc.wayne.edu
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 From: zheng (- at -) violet.berkeley.edu
  Hi, Craig:
  This problem was reported in QCPE Newletter in 1991 (sorry I forget which
 issue it was). The calculations were done on methane dimer. It is a weakness
 of PM3 and AM1 does not have this problem.
  Happy Holiday!
    Yajun Zheng
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 From: zheng (- at -) violet.berkeley.edu
   The exact reference is QCPE BULLETIN, vol. 11, number 1, page 5-6, 1991.
 It was a brief communication by V. Bub, J. Messinger, and N. Heuser. I donot
 know whether they have any other publication on this subject. Hope this is
 useful to you.
    Yajun
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 From: Andy Holder <AHOLDER (- at -) VAX1.UMKC.EDU>
 Dear Dr. Burkhart,
   I'm not sure that these results are unexpected with PM3.  Dr. Stewart
 has recently "recanted" on his PM3 method and has more or less gone
 back
 to doing things in the way that the Dewar group always did, i.e. one
 element at a time with great attention being paid to the chemistry of
 the systems involved in the parameterization.  I recently did a
 comparative study using PM3, AM1, and Professor Dewar's new SAM1 method.
 These results were presented at the ACS meeting in Chicago.  Basically,
 SAM1 does the best job at handling these sorts of association/H-bonding
 interactions.  This is likely due to the better theoretical basis that
 underlies the AM1 procedures.  In any case, I would try AM1 and/or SAM1
 for these systems.
   Most problems of this sort are caused by spurious Gaussian functions
 that were added to the elemental parameter sets to take care of other
 problems.  This is less of a problem with AM1 and SAM1 because these
 functions are VERY carefully placed, whereas in PM3 they are largely
 added at the beginning and become a large part of the method's
 chemistry.  I'll be happy to discuss this with you further if you like.
 This area is of interest to me.
   Andy Holder
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                               DR. ANDREW HOLDER
              Assistant Professor of Computational/Organic Chemistry
 Department of Chemistry              ||  BITNET Addr:   AHOLDER (- at -)
 UMKCVAX1
 University of Missouri - Kansas City ||  Internet Addr: aholder (- at -)
 vax1.umkc.edu
 Spencer Chemistry, Room 315          ||  Phone Number:  (816) 235-2293
 Kansas City, Missouri 64110          ||  FAX Number:    (816) 235-1717
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 From: jstewart (- at -) fai.com (Dr. James Stewart)
 With chagrin I have learned that PM3 is not good at modeling non-H
 bonded hydrogen bonds.  The main fault appears to be that the H- -X
 distance is too small.  The secondary fault, the the energy is too
 high, also appears to be valid.
 At present, I've no plans to correct these faults, as Prof Walter Thiel
 is developing a new method which looks very good.
 Jimmy Stewart
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 From: "Frederick F. Ignatz-Hoover"
 Dr. Burkhart;
         The only information I have is the report in the MOPAC 93
 Manual Chapter 9.6 Faults and Errors in PM3.  Reported there is
 "H- non-bonded H contacts are too short, at about 1.7 A..." as
 you report, no reference given.  Also reported are inaccurate
 proton affinities see ref. J. L. Ozmet and A. M. Schiedekamp in
 Int. J. Quant. Chem., 000:000, 1992 "Proton Affinities of
 Molecules containing Nitrogen and Oxygen: Comparing Ab Initio and
 Semi-Empirical methods with experiments."
         I'm interested in your findings....
                                         Dr. Fred Ignatz-Hoover
                                         Research Spec.
                                         Monsanto, IPG, Akron, Oh.
                                 Phone:  (216) 668-6346
                                 Email:  557-8973 (- at -) MCIMAIL.COM
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 From: Hens Borkent -- CAOS/CAMM Center <BORKENT (- at -) caos.caos.kun.nl>
 Dear Dr. Burkhart,
 I don't have the MOPAC manual at hand (the new one, MOPAC93),
 but I'm sure there is a remark by Stewart concerning this problem,
 when discussing the relative merits of AM1 and PM3.
 Sincerely,
 		Hens Borkent
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 From: h.rzepa (- at -) ic.ac.uk (Henry Rzepa)
 This was discussed, in the QCPE Bulletin about 3 years ago. I do not
 have these, but if you find the reference, I would be grateful.
 It is in effect a known problem.
 Dr Henry Rzepa, Dept. Chemistry, Imperial College, LONDON SW7 2AY;
 rzepa (- at -) ic.ac.uk via Eudora 2.01, Tel:+44  71 225 8339, Fax:+44 71 589
 3869.
 >From April '94: (44) 171 584 5774, Fax: (44) 171 584 5804
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 From: h.rzepa (- at -) ic.ac.uk (Henry Rzepa)
 Sorry;  another example. We cite it in chem comm, 1993, p1337
 Dr Henry Rzepa, Dept. Chemistry, Imperial College, LONDON SW7 2AY;
 rzepa (- at -) ic.ac.uk via Eudora 2.01, Tel:+44  71 225 8339, Fax:+44 71 589
 3869.
 >From April '94: (44) 171 584 5774, Fax: (44) 171 584 5804
 http://www.ch.ic.ac.uk/rzepa.html
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 From: dimas (- at -) hobbit.quimica.uniovi.es (Dimas Suarez Rodriguez)
 	Dear Eilert and Craig,
 	The following reference may be useful for you :
 	Molecular Orbital Studies of C-H....O H-Bonded Complexes.
 	Laszlo Turi and J.J. Dannenberg
 	J. Phys. Chem. 97 7899-7909 (1993)
 	These authors study a variety of CH..O bonded complexes and
 report calculations performed by MP2 and HF ab-initio leves using
 6-31G(d,p) and D95++(d,p) basis sets. Also they use AM1, PM3 and the
 recently developed SAM1 methods. Comparing the semiempirical results
 with ab-initio calculations, they conclude that AM1 is clearly the
 best semipirical method to model this kind of electrostatic interaction,
 while "PM3 is erratic in both the energies and structure, sometimes
 giving what appear to be physically absurd results".
 	Your sincerely,
 			Dimas Suarez
 			Dpto Quimica Fisica y Analitica
 			Universidad de Oviedo
 			Asturias. Spain
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 From: "Eric P. Wallis" <epw (- at -) ppco.com>
 Craig,
 Have you tried the same calculation with the AM1 Hamiltonian?  It might
 give better results, since PM3 was optimized for nitrogen compounds and the
 hydrogens might have stronger interactions.  The AM1 Hamiltonian was
 optimized for hydrocarbons.  Let me know how this works.
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 From: Jose Ignacio Garcia <jig (- at -) qorg.unizar.es>
 Dear Dr. Burkhart,
 Concerning your mail to the CCL about anomalous stable close contacts between
 nonbonded hydrogen pairs, I have observed exactly the same effect when
 studying conformational energy surfaces and transition structures.
 In the first case, false minima are located, due to the stabilization of
 structures with two hydrogens in close contact (about 1.7 A). In the second
 one, transition structures are located which are more stable than expected
 because the existence of nonbonded interactions between hydrogens of both
 reagents (at a distance of c.a. 1.8 A). This is particularly annoying when
 one is trying to predict a selectivity coming from the relative energy of
 the various transition states of the reaction.
 I am not a theoretical chemist, but I think that this result represent an
 inherent weakness of the PM3 (which is not present, for instance in the case
 of AM1). This fact can be shown by studying the energy partition of the
 methane "dimer" (by means of the keyword ENPART of the MOPAC program).
 The distance between hydrogens is calculated to be 1.70 A in the case of PM3
 and 2.25 A in the case of AM1. Taking into account all the possible
 combinations of energy//geometry, one finds:
                                   Geometry Method
                           AM1                             PM3
         AM1  -0.0419-0.0038+0.0294=-0.0162   -0.2174-0.0245+0.1674=-0.0744
 Energy
 Method
         PM3  -0.1195-0.0107+0.0287=-0.1014   -0.4166-0.0474+0.0908=-0.3732
 All values are in eV. The bicentric energy is done as the sum of
                Resonance + Exchange + Coulombic = Total
 As can be seen, PM3 always leads to a high stabilizing total energy, even at
 2.25 A. In the case of AM1, there is also a stabilizing interaction between
 hydrogens at 1.70, but resonance and coulombic energy terms are much better
 balanced, so the optimization leads to a longer distance between hydrogen
 atoms and a weaker interaction between them.
 To sum up, AM1 seems to be the method to choice when such type of interaction
 is expected to be geometrically possible. In such cases, PM3 can lead to very
 misleading conclusions!
 I would like to hear the comments of some of the popes of semiempirical
 methods. I expect that your summary of responses will open an interesting
 debate in the net. Please, confirm me the receipt of this message.
 Merry Christmas and happy new Goodyear! (sorry, it was an irresistible
 temptation)
 Jose Ignacio
 *******************************************************************************
 Dr. Jose Ignacio Garcia-Laureiro
 Departamento de Quimica Organica                Phone : 34-(9)76-350475
 Instituto de Ciencia de Materiales de Aragon    Fax   : 34-(9)76-567920
 C.S.I.C.-Universidad de Zaragoza                e-mail: JIG (- at -)
 CC.UNIZAR.ES
 50009 ZARAGOZA (SPAIN)                                  JIG (- at -)
 QORG.UNIZAR.ES
 *******************************************************************************
 "And all this science I don't understand is just my job five days a
 week..."
                                                ELTON JOHN - Rocket man
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 From  (- at -) SEARN.SUNET.SE:SOKALSKI (- at -) PLWRTU11.BITNET  Thu Dec 23
 08:29:27 1993
 From: Andrzej Sokalski <SOKALSKI%PLWRTU11.BITNET (- at -) SEARN.SUNET.SE>
 Dear Craig,
  I am not suprized by your result. In fact all ZDO based methods
 like PM3, CNDO/2, INDO etc. have the same problem, neglect of
 exchange term of the interaction energy (see J.Mol. Struct.THEOCHEM
 234,393(1991) Fig. 1 & 2. This deficiency is frequently corrected by
 scaling nuclear repulsion term, but such procedures belong to empirical
 atom-atom potential category, rather than rigorous theoretical procedure
 with adjustable accuracy. See ref. 22-32 in the above mentioned paper
 for reports of similar problems with other ZDO methods.
                           Greetings - Andrzej
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 Once again, our thanks and appreciation to all who participated in this
 query...
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 Craig W. Burkhart, Ph.D.                   Senior Research Chemist
 E-mail: cburkhart (- at -) goodyear.com             The Goodyear Tire &
 Rubber Co.
 Fone:   216.796.3163                       Research Center
 Fax:    216.796.3304                       142 Goodyear Boulevard
 					   Akron, OH   44305
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